Bank Promotion Exam Guide

Banking Awareness | Banking Knowledge | for all Bank Exams

Module: | HFT Presumptive List & RBI Powers

Q17: Instruments resulting from underwriting commitments must be included in Held for Trading (HFT) only if the commitments relate to securities that are …… by the bank on the settlement date.

A
expected to be actually purchased
B
expected to be sold immediately
C
guaranteed to be profitable
D
hedged completely [H2]High-Yield Core Concepts[/H2] [CORE_CONCEPTS] [C]**The Three Primary Pillars:** Under the latest **RBI Master Directions**, a bank's entire investment portfolio must be categorized strictly into HTM, AFS, or the **FVTPL Category**, with Held for Trading (HFT) acting as a sub-category.[/C] [C]**Principal & SPPI Rules:** To qualify for HTM, instruments must pass the **SPPI Criteria**, where 'Principal' is strictly defined as the fair value of the security at initial recognition.[/C] [C]**The AFS Dual Objective:** Available for Sale (AFS) securities are distinct because they are acquired with a dual objective: collecting contractual cash flows and selling the securities when advantageous.[/C] [C]**The HTM 5% Cap Limit:** If a bank intends to sell more than 5% of its opening **HTM Portfolio** value for regulatory liquidity needs, those securities immediately lose their Held to Maturity eligibility.[/C] [/CORE_CONCEPTS] [H2]Semantic Comparison: Investment Classification MCQs vs Asset Classification (IRAC)[/H2] [VERSUS_TABLE] | Feature / Metric | Investment Classification MCQs | Asset Classification (IRAC) | | **Core Definition** | Categorizes bank investments (HTM, AFS, FVTPL) based on business models. | Categorizes loans and advances (Standard, Sub-standard, Doubtful, Loss). | | **Primary Use Case** | Used for managing market risk, liquidity, and portfolio valuation. | Used for managing credit risk, defaults, and NPA provisioning. | | **Exam Importance** | Highly tested in Finance & Management and specialized banking papers. | Essential knowledge for General Banking and Credit Officer roles. | [/VERSUS_TABLE] [FAQ_BOX][H2]Frequently Asked Questions[/H2] [FAQ_ITEM][Q]Why is **Investment Classification MCQs** critical for **RBI Grade B Exam, SBI PO, IBPS PO, and Bank Promotion Exams**?[/Q][A]It is a consistently high-scoring area. Examiners frequently repeat core concepts from this section, particularly regarding the SPPI test and HFT presumptive lists.[/A][/FAQ_ITEM] [FAQ_ITEM][Q]Does this mock test cover the full syllabus?[/Q][A]Yes, these questions target the most highly-weighted concepts found in previous years' papers, updated with the latest RBI circular norms.[/A][/FAQ_ITEM] [FAQ_ITEM][Q]What are the most repeated topics?[/Q][A]Based on our blueprint, Primary Categories & SPPI Rules and HFT Presumptive List & RBI Powers carry the highest weightage.[/A][/FAQ_ITEM] [/FAQ_BOX]
✅ Correct Answer: A
The HFT inclusion rule for underwriting commitments applies only to commitments that relate to securities that are expected to be actually purchased by the bank on the settlement date.
This specific condition is a fine print detail in Investment Classification MCQs.