✅ | HFT Presumptive List & RBI Powers
Q13
Generally, equity investments in funds are excluded from HFT. Which of the following conditions allows an exception for a bank to include such an investment in HFT?
Q14
Which of the following statements regarding the "Presumptive List" for Held for Trading (HFT) classification are correct?
Q15
If a bank believes an instrument on the presumptive HFT list should not be classified as HFT, it can simply document the reason internally and proceed with a different classification.
Q16
Consider the following statements regarding Supervisory Powers over investment classification:
Q17
Instruments resulting from underwriting commitments must be included in Held for Trading (HFT) only if the commitments relate to securities that are …… by the bank on the settlement date.