Bank Promotion Exam Guide

Banking Awareness | Banking Knowledge | for all Bank Exams

Module: | Primary Categories & SPPI Rules

Q5: A bank may not classify securities under Held to Maturity (HTM) if it intends to sell more than …… of the opening carrying value of the HTM portfolio to meet regulatory liquidity needs.

A
2 per cent
B
5 per cent
C
10 per cent
D
15 per cent
✅ Correct Answer: B
If a bank intends to sell securities to meet regulatory objectives and the value is "significant"—defined as more than five per cent of the opening carrying value of the HTM portfolio—those securities do not meet the criteria for HTM classification.
This threshold is frequently asked in Investment Classification MCQs.