Module: | SLR, REITs & FVTPL Mandates
Q12: Which of the following instruments are mandatorily EXCLUDED from the Held for Trading (HFT) sub-category?
1. Unlisted equities.
2. Instruments designated for securitisation warehousing.
3. Direct holdings of real estate.
4. Listed equities resulting from market-making activities.
2. Instruments designated for securitisation warehousing.
3. Direct holdings of real estate.
4. Listed equities resulting from market-making activities.
✅ Correct Answer: B
The regulations provide a specific list of instruments that shall not be included in HFT.
This includes unlisted equities, investments in subsidiaries/associates/JVs, securitisation warehousing instruments, and direct real estate holdings.
Adhering to these Held for Trading Rules is essential for Investment Classification MCQs.
This includes unlisted equities, investments in subsidiaries/associates/JVs, securitisation warehousing instruments, and direct real estate holdings.
Adhering to these Held for Trading Rules is essential for Investment Classification MCQs.